SEBI Registered Merchant Banker · Mainboard: 1 · SME: 1
2
Total IPOs Managed
-
Avg Listing Gain
1
Mainboard IPOs
1
SME IPOs
Unicon Capital Services is a New Delhi-based financial firm that rose to prominence in the early 2000s as an ambitious player in the Indian capital markets. In its earlier years, it operated as a SEBI-registered Merchant Banker, helping a variety of growing businesses find their footing through IPO management and corporate advisory. Backed by significant private equity investment at its peak, the firm aimed to be a one-stop shop for everything from wealth management to insurance and stockbroking.
However, the company’s journey hasn't been without its hurdles. It eventually faced significant regulatory scrutiny from SEBI regarding its registration status and operational compliance, which led to a suspension of its merchant banking activities. While it once managed a wide network of branches and a diverse portfolio of financial services, it is now primarily viewed through the lens of its past market presence. Today, it serves as a reminder of the complexities and strict regulatory landscape that firms must navigate within the Indian financial sector.
Contact Information
Registered Office: 69, IInd Floor, Regal Building, Connaught Circus, New Delhi — 110001
Corporate Address: 808, 8th Floor, D-Mall, Netaji Subhash Place, Pitampura, Delhi — 110034
Mumbai Presence: 3rd Floor, A Wing, Vilco Centre, Near Garware House, Subhash Road, Vile Parle East, Mumbai — 400057
Phone: +91-96506 37280 / +91-11-4359 4444
Email: [email protected]
Website: www.uniconindia.in
| IPO | Segment | Open Date | Issue Size | Issue Price | Subscription | Listing Gain | Listing Date |
|---|---|---|---|---|---|---|---|
Trenzet Infra IPO
Soon
|
Mainboard | - | - | - | - | - | - |
Speciality Medicines IPO
Listed
|
SME | ₹29.0 Cr | ₹124 | 2.27× | - |
A lead manager, also known as a merchant banker, is a SEBI-registered financial institution appointed by a company to manage its Initial Public Offering (IPO). The lead manager plays a central role in taking a company from the decision to go public all the way to its listing on BSE or NSE.
Key responsibilities of a lead manager include conducting due diligence on the issuer company, preparing the DRHP (Draft Red Herring Prospectus), filing documents with SEBI, setting the price band, managing the book building process, coordinating with stock exchanges, registrars, and bankers, and ensuring the IPO opens and closes smoothly.
The quality of the lead manager often influences investor confidence in the IPO. Reputed merchant bankers like SBI Capital, Axis Capital, IIFL, and others have a track record of managing successful listings. However, it is always advisable to evaluate the issuer company's fundamentals independently before applying to any IPO.
Disclaimer
IPO data shown on this page is for informational purposes only. Past performance of IPOs managed by a merchant banker does not guarantee future results. Always read the prospectus and consult a SEBI-registered financial advisor before investing.
A lead manager (merchant banker) is a SEBI-registered entity responsible for managing the entire IPO process — from due diligence and DRHP preparation, to filing with SEBI, setting the price band, managing book building, and coordinating the listing on BSE or NSE. They act as the primary intermediary between the issuer company and the investing public.
Unicon Capital Services Private Limited has managed 2 IPOs tracked on IPORise, including 1 Mainboard and 1 SME IPOs. You can view the complete list, subscription data, and listing performance in the table above.
High subscription reflects investor demand, which is shaped by company fundamentals, valuation, grey market sentiment, and broader market conditions. A capable lead manager contributes to better price discovery and institutional interest. However, subscription numbers alone are not a reliable measure of lead manager quality — evaluate the issuer independently.
You can verify the SEBI registration of any merchant banker on the official SEBI website (sebi.gov.in) under the "Intermediaries/Market Infrastructure Institutions" section. All SEBI-registered merchant bankers are listed with their registration number, validity, and contact details.